Examination Findings Regarding Broker-Dealer Sales of Variable Insurance Products
Edit Page
Report
Scan day: 28 February 2014 UTC
0
Virus safety - good
Description: This joint 2004 SEC-NASD report reviews weak sale practices associated with deferred variable annuities and gives recommendations including taking the customer's age into consideration.
[PDF]
—
Size: 0 chars
Contact Information
Email: —
Phone&Fax: —
Address: —
Extended: —
WEBSITE Info
| Page title: | |
| Keywords: | |
| Description: | |
| IP-address: | 172.231.128.221 |
WHOIS Info
| NS | |
| WHOIS | Status: ACTIVE |
| Date |