Putnam Agrees to Pay for Losses Attributable to Excessive Trading
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Scan day: 15 February 2014 UTC
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Description: SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.
Putnam Agrees to Make Restitution and Implement Immediate, Significant Structural Reforms in Partial Resolution of SEC Enforcement Action Putnam Agrees to Make Restitution and Implement Immediate, Significant Structural Reforms in Partial Resolution of SEC Enforcement Action
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| Page title: | Putnam Agrees to Make Restitution and Implement Immediate, Significant Structural Reforms in Partial Resolution of SEC Enforcement Action |
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| IP-address: | 95.100.13.59 |
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| WHOIS | Status: ACTIVE |
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