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Scan day: 02 February 2014 UTC
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Description: Renders compliance, practice management and marketing support to broker/dealers and investment advisors.
Financial Services Regulatory Compliance - Consulting and Resources for Advisors If you are the Owner, CEO, President, Chief Compliance Officer - even the person in charge of marketing - you have a burden to comply with the securities laws. Nancy Lininger will lift that burden off your shoulders.
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WEBSITE Info
| Page title: | Financial Services Regulatory Compliance - Consulting and Resources for Advisors |
| Keywords: | financial services, securities, compliance, regulations, SEC, FINRA, NASD, Investment Advisor, Broker/Dealer, portfolio manager, investment, financial planner, RIA, BD, The Consortium |
| Description: | Nancy Lininger provides regulatory compliance support, practice management, and marketing assistance to Investment Advisors and Broker/Dealers. Nancy offers both consulting and do-it-yourself compliance tools. |
| IP-address: | 216.224.180.36 |
WHOIS Info
| NS | Name Server: NS1.DAVIDKBENNETT.COM Name Server: NS2.DAVIDKBENNETT.COM |
| WHOIS | Status: clientDeleteProhibited Status: clientRenewProhibited Status: clientTransferProhibited Status: clientUpdateProhibited |
| Date | Creation Date: 01-jun-2000 Expiration Date: 01-jun-2017 |